Under the five-part test, people are investment advice fiduciaries under the Employee Retirement Income Security Act if they regularly provide individualized investment advice or recommendations to a ...
The DOL recently issued proposed retirement plan electronic disclosure regulations implementing provisions of the SECURE 2.0 Act of 2022 ...
We outlined the flurry of Opinion Letters that the Department of Labor (DOL) recently issued, but an important topic in one of those letters ...
After choosing not to defend the regulation in an earlier case, the Department of Labor has again declined to oppose a motion ...
As with other DOL regulations adopted during the Biden administration, the Trump administration seems poised to ditch the independent contractor rule. A shift on the subject would extend a regulatory ...
The claim alleges DOL knew of a security flaw for years, didn’t fix it, and didn’t notify people as required by law.
The federal government has moved to dismiss a suit brought by a trio of advisors challenging an Advisory Opinion’s influence on their benefits litigation.
A U.S. Department of Labor (DOL) report released earlier this month showed a need for improvement in audits of employee benefit plan financial statements. The report is the result of a study that ...
It ranks as a monumental injustice and ruin of an American family. Seizing on a paperwork violation and over $500,000 in fines, Department of Labor (DOL) agents hounded a fourth-generation farm into ...
Some results have been hidden because they may be inaccessible to you
Show inaccessible results