WASHINGTON -- The use of social media within an advisory practice has been the subject of much debate within the industry, but one of the most common arguments for advisors limiting or altogether ...

Organizations must take the proper steps to ensure social media content helps them and doesn’t hurt them. From government agencies to pop culture icons and penny stock fraudsters, organizations and ...

After the killing of right-wing activist Charlie Kirk, many people were fired or disciplined after their personal posts drew attention, a reminder that whether on Facebook, LinkedIn or another ...

The financial services industry faces many regulations on how to engage on social media, including communication and retention rules from FINRA, SEC, FCA, IIROC, and others. While the language varies ...

The Social Media Compliance module enables compliance officers to review the registered social media accounts of their representatives for LinkedIn, Meta (Facebook), Instagram, and X (Twitter). The ...

Hearsay Social, a social business platform provider for the financial services industry, has expanded its partnership program with several archiving providers to provide customers with a scalable ...

Social media compliance is a subject that elicits a range of reactions from planners, from groans to cautious, curious questions. But Leia Farmer, the deputy chief compliance officer at Securities ...

AdvisorVault's Consolidated 17a-4 now gives Registered Investment Advisers (RIAs) & Broker-Dealers (BDs) an option to archive and supervise social media specifically meeting SEC rules 204-2 & FINRA ...

These days the range of those risks is substantial. TikTok poses a notable challenge, since it accesses most everything on the user’s phone, which means work email and files may be exposed. At the ...